DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• G••••• S••••

W••••• P•• A•••••••• I•••independent RIASarasota, Fldual registrantIAPD 4485632

Feed of 09/14/2026

At current firm

0 y

since Jan 1, 2026

In the industry

24 y

since Apr 11, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Founder/CEOreportedwpainc.bizfirm site, Sep 15, 2026
Designations: CPAreportedwpainc.bizas printed on the bio page, Sep 16, 2026
Founder: “Founder/CEO”reportedwpainc.bizthe sentence on the bio page
Years, as the firm states: 10reportedwpainc.biz“Dave has over 10 years experience working closely with CPA's and their clients helping bridge the gap between a CPA firms tax services and an advisory firms wealth management services.”
Business email: dave@wpainc.bizreportedwpainc.bizfirm site, Sep 15, 2026
Direct business phone: 941-907-2203reportedwpainc.bizfirm site, Sep 15, 2026
Professional profile: wpainc.biz/team/dave-szaboreportedwpainc.bizfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/dave-szabo-a283a413reportedwpainc.bizfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

W••••• P•• A•••••••• I••• independent RIA current
since Jan 1, 2026 · Sarasota, Fl
T••••••••• C•••••• L•• independent RIA
Mar 18, 2019 to Feb 27, 2020 · Sarasota, Fl
W••••• P•• A•••••••• I••• independent RIA
Mar 18, 2014 to Mar 26, 2019 · Sarasota, Fl
T•••••••• A••••••• G••••• I••• BD affiliated
Nov 9, 2004 to Apr 24, 2014 · Lakewood Ranch, Fl
I••••••••• A•••• M••••••••• L•• former
Feb 26, 2003 to Oct 13, 2004 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

T••••••••• C•••••• L•• to W••••• P•• A•••••••• I•••
left Feb 27, 2020, registered Jan 1, 2026 (2135 days) · RIA to RIA · moved with a team
W••••• P•• A•••••••• I••• to T••••••••• C•••••• L••
left Mar 26, 2019, registered Mar 18, 2019 (-8 days) · Other
T•••••••• A••••••• G••••• I••• to W••••• P•• A•••••••• I•••
left Apr 24, 2014, registered Mar 18, 2014 (-37 days) · Other
I••••••••• A•••• M••••••••• L•• to T•••••••• A••••••• G••••• I•••
left Oct 13, 2004, registered Nov 9, 2004 (27 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address