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Registered advisor
N•••• B••••••• V•••
Feed of 09/14/2026
Also filed as N•••• Elizabeth B•••••••
At current firm
0 y
since Feb 13, 2026
In the industry
24 y
since Jun 20, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · La Canada, Ca
- U••• B•••••• I••••••••• I••• formerMar 28, 2017 to Feb 13, 2026 · Arcadia, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 29, 2014 to May 8, 2015 · Pasadena, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 17, 2012 to Jul 15, 2013 · Pico Rivera, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 10, 2012 to Aug 29, 2012 · Hollywood, Ca
- L•• F•••••••• L•• BD affiliatedNov 24, 2008 to Dec 6, 2010 · Los Angeles, Ca
- W••• I••••••••• I••• unclassifiedApr 13, 2006 to Jan 18, 2008 · Azusa, Ca
- C••••••• I••••••••• S••••••• unclassifiedOct 6, 2004 to Mar 29, 2006 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left May 8, 2015, registered Mar 28, 2017 (690 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 15, 2013, registered Sep 29, 2014 (441 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 29, 2012, registered Oct 17, 2012 (49 days) · Other
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 6, 2010, registered Aug 10, 2012 (613 days) · Other
- W••• I••••••••• I••• to L•• F•••••••• L••left Jan 18, 2008, registered Nov 24, 2008 (311 days) · Other
- C••••••• I••••••••• S••••••• to W••• I••••••••• I•••left Mar 29, 2006, registered Apr 13, 2006 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address