RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E•••• B••••••
- L••• G•••• F•••••••• P•••••••• L•• state registered currentsince May 11, 2018 · Fort Collins, Co
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2013 · Fort Collins, Co
- C••••• A•••••• N••••••• L•• formerFeb 14, 2005 to Jul 9, 2013 · Fort Collins, Co
- W•••••• • R••• formerMar 25, 2002 to Jan 31, 2005 · Ft Collins, Co
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 9, 2013, registered Jul 1, 2013 (-8 days) · Other
- W•••••• • R••• to C••••• A•••••• N••••••• L••left Jan 31, 2005, registered Feb 14, 2005 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address