RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• A•••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Apr 27, 2026 · Appleton, Wi
- E•••••••• A••••••• P••••••• L•• independent RIAAug 16, 2023 to May 5, 2026 · Missouri City, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Aug 8, 2023 · Houston, Tx
- M••••• K••••• • C••••••• L•• formerApr 24, 2008 to Feb 13, 2013 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 12, 2007 to Apr 2, 2008 · Sugar Land, Tx
- U•• F•••••••• S••••••• I••• wirehouseFeb 6, 2006 to Jan 23, 2007 · Sugar Land, Tx
- E•••••••• A••••••• P••••••• L•• to G•••••• W••••• P•••••••• L••left May 5, 2026, registered Apr 27, 2026 (-8 days) · RIA to RIA
- R•••••• J•••• • A••••••••• I••• to E•••••••• A••••••• P••••••• L••left Aug 8, 2023, registered Aug 16, 2023 (8 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Apr 2, 2008, registered Apr 24, 2008 (22 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 23, 2007, registered Jan 12, 2007 (-11 days) · Wirehouse to wirehouse
- J••• J••••• A••• left E•••••••• A••••••• P••••••• L•• for G•••••• W••••• P•••••••• L•• (registered 2026-04-27)May 5, 2026 · Advisor changed firm · fact
- J••• J••••• A••• left R•••••• J•••• • A••••••••• I••• for E•••••••• A••••••• P••••••• L•• (registered 2023-08-16)Aug 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address