RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
X••••• J• A••••
- O•••• W•••••• I••• BD affiliated currentsince Apr 14, 2025 · New Orleans, La
- N•• C•••••• F•••••••• G••••• L•• formerDec 12, 2019 to Dec 31, 2025 · Princeton, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 13, 2011 to Nov 13, 2019 · Metairie, La
- L•• F•••••••• L•• BD affiliatedFeb 5, 2010 to Sep 13, 2011 · Metairie, La
- N•• C•••••• F•••••••• G••••• L•• to O•••• W•••••• I•••left Dec 31, 2025, registered Apr 14, 2025 (-261 days) · RIA to affiliated broker-dealer or bank
- M•• I•••••••• S•••••••• L•• to N•• C•••••• F•••••••• G••••• L••left Nov 13, 2019, registered Dec 12, 2019 (29 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 13, 2011, registered Sep 13, 2011 (0 days) · Other
- X••••• J• A•••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2025-04-14)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address