RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• S•••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Saint Ignace, Mi
- S•• I••••••••• A•••••••• I••• formerJun 21, 2012 to May 1, 2025 · Fresno, Ca
- B••••••••• L•• formerAug 24, 2011 to Jun 29, 2012 · St. Ignace, Mi
- L•• F•••••••• L•• BD affiliatedMay 25, 2010 to Sep 7, 2011 · Saint Ignace, Mi
- S•• I••••••••• A•••••••• I••• to L•• F•••••••• L••left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- B••••••••• L•• to S•• I••••••••• A•••••••• I•••left Jun 29, 2012, registered Jun 21, 2012 (-8 days) · Other
- L•• F•••••••• L•• to B••••••••• L••left Sep 7, 2011, registered Aug 24, 2011 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address