DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• B••••••

L•• F•••••••• L••BD affiliatedOlympia, Wadual registrantIAPD 4494260

Feed of 09/14/2026

At current firm

18 y

since Apr 7, 2008

In the industry

24 y

since Apr 12, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 7, 2008 · Olympia, Wa
W•••• I••••••••• M••••••••• unclassified
Jan 10, 2011 to Dec 18, 2024 · Tumwater, Wa
C••••• A•••••• N••••••• L•• former
Feb 15, 2006 to Apr 7, 2008 · Lakewood, Wa
F•••• C•••••• F•••••••• P•••••••• I••• former
Sep 2, 2005 to Dec 31, 2005 · Lakewood, Wa
F•••• C•••••• B••• unclassified
Jan 4, 2005 to Sep 2, 2005 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• I••••••••• M••••••••• to no registered destination
left Dec 18, 2024 · Departure, no registered destination
C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Apr 7, 2008, registered Apr 7, 2008 (0 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to C••••• A•••••• N••••••• L••
left Dec 31, 2005, registered Feb 15, 2006 (46 days) · Other
F•••• C•••••• B••• to F•••• C•••••• F•••••••• P•••••••• I•••
left Sep 2, 2005, registered Sep 2, 2005 (0 days) · Other

Signals

F•••••••• B•••••• no longer registered at W•••• I••••••••• M•••••••••; no later IA registration on IAPD
Dec 18, 2024 · a•••••• departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address