RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• K•••• R••••••••
- W••••••••• A••••••• independent RIA currentsince Jun 29, 2022 · New York, Ny
- W••••••••• A••••••• formerSep 1, 2021 to Jul 5, 2022 · New York, Ny
- L•••• A•••••••• I••• unclassifiedDec 21, 2010 to Nov 27, 2012 · New York, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 2, 2010 to Dec 31, 2011 · New York, Ny
- W••••••••• A••••••• to W••••••••• A•••••••left Jul 5, 2022, registered Jun 29, 2022 (-6 days) · channel change inside one enterprise, not a move · moved with a team
- L•••• A•••••••• I••• to W••••••••• A•••••••left Nov 27, 2012, registered Sep 1, 2021 (3200 days) · Other
- M•• I•••••••• S•••••••• L•• to L•••• A•••••••• I•••left Dec 31, 2011, registered Dec 21, 2010 (-375 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address