RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• I••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Feb 21, 2025 · Canfield, Oh
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Feb 25, 2025 · Scottsdale, Az
- A••••••• P••••••••• A•••••••• I•• formerDec 7, 2017 to Oct 11, 2024 · Holbrook, Ny
- I••••• F•••••••• C••••••••• formerOct 15, 2008 to Dec 1, 2017 · Broadview Heights, Oh
- Q•••••• A•••• M••••••••• I••• formerFeb 17, 2005 to Oct 17, 2008 · Brecksville, Oh
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 12, 2003 to Feb 4, 2005 · Akron, Oh
- O•••• W•••••• I••• to A••••• F•••••••• P•••••••• I•••left Feb 25, 2025, registered Feb 21, 2025 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to A••••••• P••••••••• A•••••••• I••left Dec 1, 2017, registered Dec 7, 2017 (6 days) · Other
- Q•••••• A•••• M••••••••• I••• to I••••• F•••••••• C•••••••••left Oct 17, 2008, registered Oct 15, 2008 (-2 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to Q•••••• A•••• M••••••••• I•••left Feb 4, 2005, registered Feb 17, 2005 (13 days) · Other
- K••••••• M•••• I•••••• left O•••• W•••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2025-02-21)Feb 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address