DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• P•••••• B••••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga dual registrantIAPD 4497640

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Dec 1, 2023

In the industry

26 y

since Sep 5, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Dec 1, 2023 · Alpharetta, Ga
C••••••••• W••••• M••••••••• I•• former
Oct 18, 2013 to Dec 4, 2023 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
Mar 7, 2007 to Oct 28, 2015 · Atlanta, Ga
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Nov 2, 2004 to Mar 8, 2007 · Atlanta, Ga
C•• A•••••••• L•• independent RIA
Apr 22, 2003 to Mar 9, 2007 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• M••••••••• I•• to M•••• F•••••••• A•••••••
left Dec 4, 2023, registered Dec 1, 2023 (-3 days) · RIA to RIA
L•• F•••••••• L•• to C••••••••• W••••• M••••••••• I••
left Oct 28, 2015, registered Oct 18, 2013 (-740 days) · Other
C•• A•••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••
left Mar 9, 2007, registered Nov 2, 2004 (-857 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 8, 2007, registered Mar 7, 2007 (-1 days) · Other

Signals

J•••• P•••••• B•••• left C••••••••• W••••• M••••••••• I•• for M•••• F•••••••• A••••••• (registered 2023-12-01)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address