DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin J Kunz
Feed of 09/14/2026
Also filed as Kevin Kunz
At current firm
1 y
since Mar 21, 2025
In the industry
23 y
since Jan 1, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Mar 21, 2025 · Sylvania, Oh
- Fidelity Personal And Workplace Advisors formerDec 16, 2023 to Mar 3, 2025 · Perrysburg, Oh
- Charles Schwab & Co., Inc. national BDJan 27, 2022 to Nov 13, 2023 · Sylvania, Oh
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 14, 2022 · Sylvania, Oh
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 7, 2023 · Omaha, Ne
- Scottrade Investment Management formerFeb 10, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.left Mar 3, 2025, registered Mar 21, 2025 (18 days) · Affiliated broker-dealer or bank to another
- Charles Schwab & Co., Inc. to Fidelity Personal And Workplace Advisorsleft Nov 13, 2023, registered Dec 16, 2023 (33 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 27, 2022 (-260 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- Kevin J Kunz left Fidelity Personal And Workplace Advisors for Charles Schwab & Co., Inc. (registered 2025-03-21)Mar 3, 2025 · Advisor changed firm · fact
- Kevin J Kunz left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2023-12-16)Nov 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address