RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M• G•••••
- B•••••• I••••••••• P•••••••• L• other currentsince Jan 7, 2020 · La Jolla, Ca
- O••••••••• • C•• I••• BD affiliatedMay 25, 2006 to Sep 6, 2006 · Providence, Ri
- M••••• S•••••• D• I••• unclassifiedJun 25, 2004 to Jun 2, 2006 · Providence, Ri
- O••••••••• • C•• I••• to B•••••• I••••••••• P•••••••• L•left Sep 6, 2006, registered Jan 7, 2020 (4871 days) · Other
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left Jun 2, 2006, registered May 25, 2006 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address