RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• B•••• C••••••
- A••••••• A•••• M••••••••• I••• mixed wealth currentsince Jan 8, 2013 · Princeton, Nj
- G••••••••• I••••••••• asset managerMar 11, 2004 to Jul 10, 2007 · Lisle, Il
- G••••••••• F•••• D••••••••• L•• asset managerJun 23, 2003 to May 11, 2004 · Chicago, Il
- G••••••••• I••••••••• to A••••••• A•••• M••••••••• I•••left Jul 10, 2007, registered Jan 8, 2013 (2009 days) · Other
- G••••••••• F•••• D••••••••• L•• to G••••••••• I•••••••••left May 11, 2004, registered Mar 11, 2004 (-61 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address