DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mary R Salas
Feed of 09/14/2026
Also filed as Mary Jane Swiggum
At current firm
1 y
since Sep 5, 2025
In the industry
24 y
since Apr 26, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Denver, Co
- Avantax Advisory Services formerOct 25, 2019 to Sep 5, 2025 · Denver, Co
- I.M. Financial, LLC unclassifiedApr 7, 2014 to Sep 9, 2016 · Greenwood Village, Co
- 1st Global Advisors Inc formerJun 11, 2009 to Oct 25, 2019 · Denver, Co
- Pruco Securities, LLC no RAUMFeb 17, 2004 to May 11, 2009 · Englewood, Co
- Banc One Securities Corporation unclassifiedMay 1, 2002 to Feb 27, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1st Global Advisors Inc to I.M. Financial, LLCleft Oct 25, 2019, registered Apr 7, 2014 (-2027 days) · Other · moved with a team
- I.M. Financial, LLC to Avantax Advisory Servicesleft Sep 9, 2016, registered Oct 25, 2019 (1141 days) · Other · moved with a team
- Pruco Securities, LLC to 1st Global Advisors Incleft May 11, 2009, registered Jun 11, 2009 (31 days) · Other
- Banc One Securities Corporation to Pruco Securities, LLCleft Feb 27, 2003, registered Feb 17, 2004 (355 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address