RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• P•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 5, 2026 · Marlton, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 21, 2022 to Jan 7, 2026 · Cranford, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 14, 2021 to Dec 31, 2021 · New York, Ny
- E•••••••• A•••••••• L•• national BDJun 10, 2003 to Apr 1, 2005 · Princeton, Nj
- M••••• S•••••• D• I••• unclassifiedJul 2, 2002 to Apr 21, 2003 · Lawrenceville, Nj
- M•• I•••••••• S•••••••• L•• to O•••• W•••••• I•••left Jan 7, 2026, registered Jan 5, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 1, 2005, registered Jun 14, 2021 (5918 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• D• I••• to E•••••••• A•••••••• L••left Apr 21, 2003, registered Jun 10, 2003 (50 days) · Other
- M•••••• D•••• P••••• left M•• I•••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2026-01-05)Jan 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address