RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R••••••• S••••••
- S•••••• A•••• M••••••••• L•• state registered currentsince Oct 12, 2010 · Baton Rouge, La
- B• F• A••••••• • C•• I•• formerDec 20, 2007 to Oct 28, 2010 · Baton Rouge, La
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 23, 2006 to Nov 20, 2007 · Baton Rouge, La
- B• F• A••••••• • C•• I•• to S•••••• A•••• M••••••••• L••left Oct 28, 2010, registered Oct 12, 2010 (-16 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to B• F• A••••••• • C•• I••left Nov 20, 2007, registered Dec 20, 2007 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address