RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••• F•••••••• independent RIA currentsince Apr 22, 2025 · Port Angeles, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• formerApr 30, 2013 to Jun 11, 2025 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedOct 19, 2009 to Nov 2, 2015 · Port Angeles, Wa
- H•••••• A••••••• formerNov 17, 2005 to Oct 2, 2009 · Port Angeles, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• to F••• F••••••••left Jun 11, 2025, registered Apr 22, 2025 (-50 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Nov 2, 2015, registered Apr 30, 2013 (-916 days) · Other · moved with a team
- H•••••• A••••••• to L•• F•••••••• L••left Oct 2, 2009, registered Oct 19, 2009 (17 days) · Other
- C••• J••• F••• left F•••••••• A•••••••• I••••••••• M••••••••• for F••• F•••••••• (registered 2025-04-22)Jun 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address