DFX Intelligence
RIA Intelligence
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Registered advisor
J•••••• I•• F••••••••
Feed of 09/15/2026
At current firm
10 y
since Aug 1, 2016
In the industry
23 y
since May 17, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•• F•••••••• A••••••• independent RIA currentsince Aug 1, 2016 · Red Bank, Nj
- M•• F•••••••• S•••••••• I••• formerMar 10, 2011 to Aug 2, 2016 · Roseland, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••left Aug 2, 2016, registered Aug 1, 2016 (-1 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address