RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E••• C•••••••••
- V•••••• A•••••••• I••• BD affiliated currentsince Nov 8, 2013 · Akron, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Nov 13, 2013 · Akron, Oh
- F••••••••• A•••••••• I••• unclassifiedFeb 17, 2011 to Sep 18, 2013 · Akron, Oh
- L•• F•••••••• L•• to V•••••• A•••••••• I•••left Nov 13, 2013, registered Nov 8, 2013 (-5 days) · Other
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address