DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hugh J Halsey
Feed of 09/14/2026
At current firm
10 y
since Aug 26, 2016
In the industry
24 y
since May 23, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Belpointe Asset Management LLC independent RIA currentsince Aug 26, 2016 · Reno, Nv
- Broadpoint Financial, LLC unclassifiedJul 28, 2014 to Apr 29, 2016 · Vero Beach, Fl
- G. A. Repple & Company BD affiliatedOct 3, 2011 to Jul 1, 2014 · Merritt Island, Fl
- First Allied Securities, Inc. formerApr 15, 2009 to Aug 1, 2011 · Cocoa, Fl
- Raymond James Financial Services, Inc. unclassifiedApr 16, 2003 to Apr 6, 2009 · Cocoa Beach, Fl
- Morgan Stanley Dw Inc. unclassifiedJul 15, 2002 to Apr 4, 2003 · Cocoa Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Broadpoint Financial, LLC to Belpointe Asset Management LLCleft Apr 29, 2016, registered Aug 26, 2016 (119 days) · Other
- G. A. Repple & Company to Broadpoint Financial, LLCleft Jul 1, 2014, registered Jul 28, 2014 (27 days) · Other
- First Allied Securities, Inc. to G. A. Repple & Companyleft Aug 1, 2011, registered Oct 3, 2011 (63 days) · Other
- Raymond James Financial Services, Inc. to First Allied Securities, Inc.left Apr 6, 2009, registered Apr 15, 2009 (9 days) · Other
- Morgan Stanley Dw Inc. to Raymond James Financial Services, Inc.left Apr 4, 2003, registered Apr 16, 2003 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address