RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••• W•••••••••
- S••• I••••••••• C•••••• independent RIA currentsince May 21, 2019 · San Antonio, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthJun 19, 2008 to May 21, 2019 · Boerne, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 8, 2007 to Jun 19, 2008 · Boerne, Tx
- T• A••••••••• I••• formerAug 8, 2007 to Jun 19, 2008 · Boerne, Tx
- A••••••• A•••• M••••••••• I••• to S••• I••••••••• C••••••left May 21, 2019, registered May 21, 2019 (0 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 19, 2008, registered Aug 8, 2007 (-316 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 19, 2008, registered Aug 8, 2007 (-316 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address