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Registered advisor
J••• S•••••• S••••
Feed of 09/15/2026
Also filed as J••• S•••••• Nes••••
At current firm
8 y
since Oct 26, 2017
In the industry
14 y
since Apr 14, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 26, 2017 · Hoover, Al
- C•••••••• F•••••••• G•••• A••••••• formerMar 20, 2015 to Aug 9, 2017 · Birmingham, Al
- A••••••••• F•••••••• S•••••••• L•• national BDApr 17, 2012 to Mar 12, 2015 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Aug 9, 2017, registered Oct 26, 2017 (78 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Mar 12, 2015, registered Mar 20, 2015 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address