RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• Q••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Apr 24, 2023 · Woodbury, Mn
- P••••••• W••••• P••••••• L•• formerMay 18, 2016 to May 18, 2022 · River Falls, Wi
- L•• F•••••••• L•• BD affiliatedJun 1, 2006 to Dec 23, 2016 · River Falls, Wi
- P••••••• W••••• P••••••• L•• to G•••• V••••• A•••••• G••••• L••left May 18, 2022, registered Apr 24, 2023 (341 days) · RIA to RIA
- L•• F•••••••• L•• to P••••••• W••••• P••••••• L••left Dec 23, 2016, registered May 18, 2016 (-219 days) · Other
- M•••••• J•••• Q•••• left P••••••• W••••• P••••••• L•• for G•••• V••••• A•••••• G••••• L•• (registered 2023-04-24)May 18, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address