RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D•••• S•••••••
- A••••• W•• F•••••••• independent RIA currentsince Jan 1, 2026 · Pasadena, Ca
- B••••• A••••••• L•• formerOct 21, 2008 to Dec 31, 2013 · Pasadena, Ca
- P•••••• A••••••••• A••••••• G••••• L•• formerOct 15, 2007 to Jun 17, 2013 · Pasadena, Ca
- P••••••• • A••••••••• I••• unclassifiedOct 17, 2003 to Nov 20, 2008 · Pasadena, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMay 24, 2002 to May 19, 2003 · Pasadena , Ca
- B••••• A••••••• L•• to A••••• W•• F••••••••left Dec 31, 2013, registered Jan 1, 2026 (4384 days) · Other
- P•••••• A••••••••• A••••••• G••••• L•• to B••••• A••••••• L••left Jun 17, 2013, registered Oct 21, 2008 (-1700 days) · Other
- P••••••• • A••••••••• I••• to P•••••• A••••••••• A••••••• G••••• L••left Nov 20, 2008, registered Oct 15, 2007 (-402 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••••••• • A••••••••• I•••left May 19, 2003, registered Oct 17, 2003 (151 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address