RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• W•••••
- F•••••••• H•••••• W••••• A••••••• independent RIA currentsince Oct 2, 2008 · Winter Park, Fl
- U•• F•••••••• S••••••••• L•• independent RIAJan 4, 2006 to Oct 1, 2008 · Ada, Mi
- G•••••••• F••••••••• I•• unclassifiedDec 8, 2004 to Jan 4, 2006 · Maitland, Fl
- G• A• R••••• • C•••••• BD affiliatedJun 27, 2002 to Dec 1, 2004 · Casselberry, Fl
- U•• F•••••••• S••••••••• L•• to F•••••••• H•••••• W••••• A•••••••left Oct 1, 2008, registered Oct 2, 2008 (1 days) · Other
- G•••••••• F••••••••• I•• to U•• F•••••••• S••••••••• L••left Jan 4, 2006, registered Jan 4, 2006 (0 days) · Other
- G• A• R••••• • C•••••• to G•••••••• F••••••••• I••left Dec 1, 2004, registered Dec 8, 2004 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address