RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• D•••••• E••••••
- C••••••••• A•••• M••••••••• G•••• L•• state registered currentsince Aug 30, 2011 · Fairfax, Va
- F•••••• A••••••• S•••••••• L•• formerDec 1, 2006 to Sep 22, 2011 · Reston, Va
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 23, 2004 to Nov 10, 2006 · Bethseda, Md
- J••••••• L•••• A•••• M••••••••• I•• formerJan 7, 2003 to Feb 2, 2004 · Washington, Dc
- F•••••• A••••••• S•••••••• L•• to C••••••••• A•••• M••••••••• G•••• L••left Sep 22, 2011, registered Aug 30, 2011 (-23 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F•••••• A••••••• S•••••••• L••left Nov 10, 2006, registered Dec 1, 2006 (21 days) · Other
- J••••••• L•••• A•••• M••••••••• I•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 2, 2004, registered Feb 23, 2004 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address