J••••• R••••• V••••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Jun 14, 2016 · Greensboro, Nc
• I••••• F•••••••• C••••••••• former
  Feb 28, 2007 to Feb 13, 2015 · Oak Ridge, Nc
• C••••• A•••••• N••••••• L•• former
  Oct 26, 2005 to Feb 27, 2007 · Greensboro, Nc
• B••• V••• S••••••••• L•• unclassified
  Mar 1, 2005 to Oct 25, 2005 · Greensboro, Nc
• S••••••• I••••••••• S•••••••• I••• former
  Jan 3, 2005 to Apr 1, 2005 · Greensboro, Nc
• N•• F•••••••• S•••••••• I••• unclassified
  Sep 11, 2003 to Jan 3, 2005 · Greensboro, Nc

• I••••• F•••••••• C••••••••• to K••••• A••••••• S•••••••• L••
  left Feb 13, 2015, registered Jun 14, 2016 (487 days) · Other · moved with a team
• C••••• A•••••• N••••••• L•• to I••••• F•••••••• C•••••••••
  left Feb 27, 2007, registered Feb 28, 2007 (1 days) · Other
• B••• V••• S••••••••• L•• to C••••• A•••••• N••••••• L••
  left Oct 25, 2005, registered Oct 26, 2005 (1 days) · Other
• S••••••• I••••••••• S•••••••• I••• to B••• V••• S••••••••• L••
  left Apr 1, 2005, registered Mar 1, 2005 (-31 days) · Other
• N•• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••
  left Jan 3, 2005, registered Jan 3, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address