RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- N•••••••• other currentsince Apr 27, 2023 · Lake Oswego, Or
- F•••••••• A•••••••• I••••••••• M••••••••• formerSep 12, 2011 to May 2, 2023 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedJun 11, 2010 to Mar 27, 2013 · Tigard, Or
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 2, 2009 to Jul 9, 2010 · Tigard, Or
- F•••••••• A•••••••• I••••••••• M••••••••• to N••••••••left May 2, 2023, registered Apr 27, 2023 (-5 days) · RIA to a newly registered adviser
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Mar 27, 2013, registered Sep 12, 2011 (-562 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 9, 2010, registered Jun 11, 2010 (-28 days) · Other
- J•••••• P••••• A•••• S•••••••• left F•••••••• A•••••••• I••••••••• M••••••••• for Naviquant (registered 2023-04-27)May 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address