DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frederick James Block
Feed of 09/14/2026
Also filed as Fritz Block
At current firm
10 y
since May 5, 2016
In the industry
24 y
since May 23, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince May 5, 2016 · Austin, Tx
- Wealthspire Retirement Advisory institutionalNov 3, 2014 to Oct 2, 2015 · Norfolk, Va
- Financial Telesis, Inc. formerOct 7, 2013 to Aug 12, 2014 · San Rafael, Ca
- Cadaret Grant & Co Inc formerSep 20, 2012 to Oct 4, 2013 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- Wealthspire Retirement Advisory to Kestra Advisory Services, LLCleft Oct 2, 2015, registered May 5, 2016 (216 days) · Other · moved with a team
- Financial Telesis, Inc. to Wealthspire Retirement Advisoryleft Aug 12, 2014, registered Nov 3, 2014 (83 days) · Other
- Cadaret Grant & Co Inc to Financial Telesis, Inc.left Oct 4, 2013, registered Oct 7, 2013 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address