DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Edward Hacker
Feed of 09/14/2026
Also filed as Steve Edward Hacker
At current firm
6 y
since Oct 31, 2019
In the industry
24 y
since Jun 18, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Esi Financial Advisors independent RIA currentsince Oct 31, 2019 · Media, Pa
- LPL Financial LLC BD affiliatedDec 27, 2016 to Oct 8, 2019 · Wayne, Pa
- World Advisory Services formerMay 10, 2013 to Dec 27, 2016 · King Of Prussia, Pa
- Osaic Wealth, Inc. BD affiliatedMay 8, 2013 to May 13, 2013 · Ft. Washington, Pa
- Nfp Advisor Services, LLC formerOct 11, 2010 to Mar 30, 2011 · Warrington, Pa
- Nrp Advisors, Inc. unclassifiedJan 21, 2009 to Oct 11, 2010 · Fort Washington, Pa
- Nfp Advisor Services, LLC formerJul 2, 2004 to Dec 31, 2004 · Horsham, Pa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Esi Financial Advisorsleft Oct 8, 2019, registered Oct 31, 2019 (23 days) · Affiliated broker-dealer or bank to another
- World Advisory Services to LPL Financial LLCleft Dec 27, 2016, registered Dec 27, 2016 (0 days) · Other · moved with a team
- Osaic Wealth, Inc. to World Advisory Servicesleft May 13, 2013, registered May 10, 2013 (-3 days) · Other
- Nfp Advisor Services, LLC to Osaic Wealth, Inc.left Mar 30, 2011, registered May 8, 2013 (770 days) · Other
- Nrp Advisors, Inc. to Nfp Advisor Services, LLCleft Oct 11, 2010, registered Oct 11, 2010 (0 days) · Other
- Nfp Advisor Services, LLC to Nrp Advisors, Inc.left Dec 31, 2004, registered Jan 21, 2009 (1482 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address