DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael David Miller
Feed of 09/14/2026
Also filed as Mike Miller
At current firm
6 y
since Jan 4, 2020
In the industry
24 y
since Nov 30, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Principia Wealth Advisory, LLC independent RIA currentsince Jan 4, 2020 · Dallas, Tx
- True North Advisors, LLC independent RIAAug 23, 2017 to Jan 3, 2020 · Dallas, Tx
- True North Advisors, LLC independent RIADec 12, 2014 to Dec 31, 2016 · Dallas, Tx
- Wfg Advisors, LP formerMar 21, 2006 to Dec 12, 2014 · Dallas, Tx
- Mdm Capital Advisors, LLC unclassifiedFeb 26, 2003 to Mar 21, 2006 · Dallas, Tx
- Mdm Capital Advisors, LLC unclassifiedJun 11, 2002 to Dec 31, 2002 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- True North Advisors, LLC to Principia Wealth Advisory, LLCleft Jan 3, 2020, registered Jan 4, 2020 (1 days) · RIA to RIA
- Wfg Advisors, LP to True North Advisors, LLCleft Dec 12, 2014, registered Dec 12, 2014 (0 days) · Other
- Mdm Capital Advisors, LLC to Wfg Advisors, LPleft Mar 21, 2006, registered Mar 21, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address