RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A••••• H•••
- L•• F•••••••• L•• BD affiliated currentsince Feb 7, 2023 · Lakeville, Ma
- S••••••••• A•••••• A•••••••• I••• formerNov 29, 2017 to Feb 2, 2023 · Plymouth, Ma
- I••••• F•••••••• C••••••••• formerNov 26, 2004 to Nov 20, 2017 · Hyannis, Ma
- W•••••• • R••• formerMay 17, 2004 to Nov 8, 2004 · Waltham, Ma
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Feb 2, 2023, registered Feb 7, 2023 (5 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to S••••••••• A•••••• A•••••••• I•••left Nov 20, 2017, registered Nov 29, 2017 (9 days) · Other · moved with a team
- W•••••• • R••• to I••••• F•••••••• C•••••••••left Nov 8, 2004, registered Nov 26, 2004 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address