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Registered advisor
J•••• K••••
Feed of 09/14/2026
Also filed as J•••• K••••
At current firm
0 y
since Jan 15, 2026
In the industry
21 y
since Nov 12, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 15, 2026 · Spring Lake, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2023 to Jan 26, 2026 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerApr 25, 2019 to Nov 3, 2023 · Bloomfield Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 2004 to Oct 12, 2006 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jan 26, 2026, registered Jan 15, 2026 (-11 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S•••••••••left Oct 12, 2006, registered Apr 25, 2019 (4578 days) · Other
Signals
- J•••• K•••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-01-15)Jan 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address