RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• E••••• B•••••
- B••••• W••••• M••••••••• L•• state registered currentsince Jun 22, 2009 · Perrysburg, Oh
- M•• W••••• A••••••• independent RIAApr 26, 2010 to Jul 1, 2011
- M•• W••••• A••••••• independent RIANov 29, 2004 to Jun 22, 2009 · Maumee, Oh
- U•• F•••••••• S••••••• I••• wirehouseOct 11, 2002 to Dec 10, 2004 · Toledo, Oh
- M•• W••••• A••••••• to no registered destinationleft Jul 1, 2011 · Departure, no registered destination
- M•• W••••• A••••••• to B••••• W••••• M••••••••• L••left Jun 22, 2009, registered Jun 22, 2009 (0 days) · Other
- U•• F•••••••• S••••••• I••• to M•• W••••• A•••••••left Dec 10, 2004, registered Nov 29, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address