RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G••• R••••••••
- A•••• A•••• M••••••••• L•• state registered currentsince May 12, 2017 · Bethlehem, Pa
- C•••• C•••••• M••••••••• L•• formerJun 8, 2006 to May 21, 2007 · Baltimore, Md
- I••••••••• C••••••••• O• M••••••• formerJul 31, 2003 to Aug 24, 2005 · Baltimore, Md
- W••••••••• T•••• I••••••••• A•••••••• I••• otherApr 11, 2001 to Mar 11, 2004 · Baltimore, Md
- C•••• C•••••• M••••••••• L•• to A•••• A•••• M••••••••• L••left May 21, 2007, registered May 12, 2017 (3644 days) · Other
- I••••••••• C••••••••• O• M••••••• to C•••• C•••••• M••••••••• L••left Aug 24, 2005, registered Jun 8, 2006 (288 days) · Other
- W••••••••• T•••• I••••••••• A•••••••• I••• to I••••••••• C••••••••• O• M•••••••left Mar 11, 2004, registered Jul 31, 2003 (-224 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address