DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• A••••• B•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedFort Wayne, Indual registrantIAPD 4539897

Feed of 09/14/2026

Also filed as Chris B•••••••••

At current firm

1 y

since Dec 2, 2024

In the industry

24 y

since Jul 19, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 2, 2024 · Fort Wayne, In
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 15, 2023 to Dec 9, 2024 · Ft Wayne, In
L•• F•••••••• L•• BD affiliated
Nov 4, 2022 to Feb 24, 2023 · Auburn, In
C••••• I••••••••• S••••••• L•• former
Jun 2, 2010 to Jan 25, 2011 · Fort Wayne, In
N•• A•••••••• I••• unclassified
Oct 25, 2007 to Sep 18, 2008 · Fort Wayne, In
M•• F•••••••• S•••••••• I••• former
Mar 6, 2007 to Oct 25, 2007 · Fort Wayne, In
F•••• T•••• S••••••••• I••• BD affiliated
Jul 11, 2006 to Nov 17, 2006 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Dec 9, 2024, registered Dec 2, 2024 (-7 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 24, 2023, registered Feb 15, 2023 (-9 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• S••••••• L•• to L•• F•••••••• L••
left Jan 25, 2011, registered Nov 4, 2022 (4301 days) · Other
N•• A•••••••• I••• to C••••• I••••••••• S••••••• L••
left Sep 18, 2008, registered Jun 2, 2010 (622 days) · Other
M•• F•••••••• S•••••••• I••• to N•• A•••••••• I•••
left Oct 25, 2007, registered Oct 25, 2007 (0 days) · Other
F•••• T•••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••
left Nov 17, 2006, registered Mar 6, 2007 (109 days) · Other

Signals

C••••••••• A••••• B••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-12-02)
Dec 9, 2024 · Advisor changed firm · fact
C••••••••• A••••• B••••••••• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-02-15)
Feb 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address