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Registered advisor
W•••••• P•••••• H•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Jan 29, 2021
In the industry
23 y
since Oct 8, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 29, 2021 · Walnut Creek, Ca
- O•••• F•• I••• formerJan 15, 2013 to Jan 29, 2021 · San Ramon, Ca
- C•••••• S••••• • C••• I••• national BDMar 14, 2008 to Aug 23, 2012 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 11, 2004 to Dec 2, 2004 · Walnut Creek, Ca
- M••••• S•••••• D• I••• unclassifiedOct 8, 2002 to May 27, 2004 · Concord, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to L•• F•••••••• L••left Jan 29, 2021, registered Jan 29, 2021 (0 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to O•••• F•• I•••left Aug 23, 2012, registered Jan 15, 2013 (145 days) · Other
- W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••left Dec 2, 2004, registered Mar 14, 2008 (1198 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• I••••••••• L••left May 27, 2004, registered Sep 11, 2004 (107 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address