RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• L•••• B•••
- A••••••• E•••• A••••••• state registered currentsince Jun 18, 2015 · Crowley, Tx
- D•••• S•••••••• C••••••• I••• unclassifiedMar 26, 2012 to Apr 26, 2016 · Dallas, Tx
- A••••••• E•••• R••••••••• unclassifiedSep 9, 2011 to Mar 29, 2012 · Little Elm, Tx
- D•••• S•••••••• C••••••• I••• to A••••••• E•••• A•••••••left Apr 26, 2016, registered Jun 18, 2015 (-313 days) · Other
- A••••••• E•••• R••••••••• to D•••• S•••••••• C••••••• I•••left Mar 29, 2012, registered Mar 26, 2012 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address