RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•• A••••••• mixed wealth currentsince Dec 15, 2011 · Hoover, Al
- N••• F•••••••• G••••• I••• formerMar 31, 2005 to Dec 15, 2011 · Birmingham, Al
- C••••• A•••••••• I••• unclassifiedMar 18, 2004 to Sep 12, 2005 · Birmingham, Al
- N••• F•••••••• G••••• I••• to P•• A•••••••left Dec 15, 2011, registered Dec 15, 2011 (0 days) · Other
- C••••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Sep 12, 2005, registered Mar 31, 2005 (-165 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address