R•••••• A••••• C•••

• L•• F•••••••• L•• BD affiliated current
  since Dec 11, 2009 · Paramus, Nj
• H••• S••••••••• •••• I••• BD affiliated
  May 13, 2008 to Dec 11, 2009 · New York, Ny
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to May 6, 2008 · Fort Lee, Nj
• Q•••• • R•••••• I••• unclassified
  Nov 25, 2002 to Oct 20, 2004 · New York, Ny

• H••• S••••••••• •••• I••• to L•• F•••••••• L••
  left Dec 11, 2009, registered Dec 11, 2009 (0 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to H••• S••••••••• •••• I•••
  left May 6, 2008, registered May 13, 2008 (7 days) · Other
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address