RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••• C•••••••
- A•••• C•••••• A•••••••• L•• independent RIA currentsince May 10, 2019 · Fairhope, Al
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedJul 27, 2004 to Jul 31, 2006 · Dallas, Tx
- E•••••••• A•••••••• L•• national BDAug 8, 2002 to Sep 30, 2002 · Dallas, Tx
- M•••••• L•••• I••••••••• M••••••• L• to A•••• C•••••• A•••••••• L••left Jul 31, 2006, registered May 10, 2019 (4666 days) · Other
- E•••••••• A•••••••• L•• to M•••••• L•••• I••••••••• M••••••• L•left Sep 30, 2002, registered Jul 27, 2004 (666 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address