RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A•••• O•••••
- V••••• A•••• M••••••••• independent RIA currentsince Jul 11, 2023 · Boerne, Tx
- I••••••••• P••••••••• I••• formerMar 6, 2013 to Nov 29, 2016 · San Antonio, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthOct 25, 2004 to Feb 10, 2012 · Boerne, Tx
- W•••••• • R••• formerFeb 27, 2003 to Sep 8, 2003 · San Antonio, Tx
- I••••••••• P••••••••• I••• to V••••• A•••• M•••••••••left Nov 29, 2016, registered Jul 11, 2023 (2415 days) · Other
- A••••••• A•••• M••••••••• I••• to I••••••••• P••••••••• I•••left Feb 10, 2012, registered Mar 6, 2013 (390 days) · Other
- W•••••• • R••• to A••••••• A•••• M••••••••• I•••left Sep 8, 2003, registered Oct 25, 2004 (413 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address