RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•• R•••••• S••••••••
- B•••••••• W••••• M••••••••• L•• state registered currentsince Jun 14, 2021 · San Diego, Ca
- B••• W•••• C•••••• M••••••••• L•• independent RIASep 23, 2008 to Jul 29, 2021 · San Diego, Ca
- T••••••• L••• formerOct 22, 2003 to Oct 17, 2008 · San Diego, Ca
- C•••••• A•••• A••••••• unclassifiedOct 21, 2003 to Dec 31, 2008 · San Diego, Ca
- C••••••••• W••••• S••••••••• G••••• I••• unclassifiedAug 18, 2003 to Sep 26, 2003 · San Diego, Ca
- B••• W•••• C•••••• M••••••••• L•• to B•••••••• W••••• M••••••••• L••left Jul 29, 2021, registered Jun 14, 2021 (-45 days) · RIA to a state-registered adviser
- C•••••• A•••• A••••••• to T••••••• L•••left Dec 31, 2008, registered Oct 22, 2003 (-1897 days) · Other
- T••••••• L••• to B••• W•••• C•••••• M••••••••• L••left Oct 17, 2008, registered Sep 23, 2008 (-24 days) · Other
- C••••••••• W••••• S••••••••• G••••• I••• to C•••••• A•••• A•••••••left Sep 26, 2003, registered Oct 21, 2003 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address