RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K••• G•••••••
- C•••••• R••••••• • C••••••••• L•• institutional currentsince Nov 4, 2024 · Pasadena, Ca
- B•• R••••••••• S••••••• formerOct 14, 2019 to Jan 3, 2024 · Tampa, Fl
- F•••••••• P••••••• I••••••••• C••••••••• L•• formerNov 6, 2009 to Oct 18, 2019 · Ann Arbor, Mi
- B•• R••••••••• S••••••• to C•••••• R••••••• • C••••••••• L••left Jan 3, 2024, registered Nov 4, 2024 (306 days) · Other
- F•••••••• P••••••• I••••••••• C••••••••• L•• to B•• R••••••••• S•••••••left Oct 18, 2019, registered Oct 14, 2019 (-4 days) · Other · moved with a team
- S••••• K••• G••••••• left B•• R••••••••• S••••••• for C•••••• R••••••• • C••••••••• L•• (registered 2024-11-04)Jan 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address