DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Larry Kenneth Miles
At current firm
4 y
since Feb 24, 2022
In the industry
24 y
since Jun 20, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Choreo, LLC independent RIA currentsince Feb 24, 2022 · Park City, Ut
- Freestone Capital Management, LLC independent RIAMay 13, 2021 to Aug 11, 2021 · Seattle, Wa
- Adviceperiod, LLC formerAug 25, 2015 to Sep 1, 2020 · Los Angeles, Ca
- Convergent Wealth Advisors, LLC formerMay 3, 2007 to Oct 18, 2011 · Potomac, Md
- Lydian Wealth Management Company, LLC unclassifiedJun 20, 2002 to May 3, 2007 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Freestone Capital Management, LLC to Choreo, LLCleft Aug 11, 2021, registered Feb 24, 2022 (197 days) · RIA to RIA
- Adviceperiod, LLC to Freestone Capital Management, LLCleft Sep 1, 2020, registered May 13, 2021 (254 days) · RIA to RIA
- Convergent Wealth Advisors, LLC to Adviceperiod, LLCleft Oct 18, 2011, registered Aug 25, 2015 (1407 days) · Other
- Lydian Wealth Management Company, LLC to Convergent Wealth Advisors, LLCleft May 3, 2007, registered May 3, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address