DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• H••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseWaukesha, Widual registrantIAPD 4552017

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kate Lynne Tryon

At current firm

1 y

since Oct 23, 2024

In the industry

19 y

since Sep 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 23, 2024 · Waukesha, Wi
L•• F•••••••• L•• BD affiliated
Mar 14, 2024 to Jul 17, 2024 · Milwaukee, Wi
1••• I••••••••• A••••••• C•• mixed wealth
Feb 2, 2024 to Aug 26, 2024 · Milwaukee, Wi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 15, 2010 to Jan 12, 2024 · Burlington, Wi

Moves

a registration end followed by a registration begin elsewhere

1••• I••••••••• A••••••• C•• to L•• F•••••••• L••
left Aug 26, 2024, registered Mar 14, 2024 (-165 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 17, 2024, registered Oct 23, 2024 (98 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to 1••• I••••••••• A••••••• C••
left Jan 12, 2024, registered Feb 2, 2024 (21 days) · Wirehouse to independent RIA

Signals

K•••••••• H•••••• left 1••• I••••••••• A••••••• C•• for L•• F•••••••• L•• (registered 2024-03-14)
Aug 26, 2024 · Advisor changed firm · fact
K•••••••• H•••••• left L•• F•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-23)
Jul 17, 2024 · Advisor changed firm · fact
K•••••••• H•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for 1••• I••••••••• A••••••• C•• (registered 2024-02-02)
Jan 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address