DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Grant Mitchell Schrock
Feed of 09/14/2026
At current firm
7 y
since Sep 25, 2018
In the industry
23 y
since Oct 9, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Sep 25, 2018 · Nappanee, In
- Ssn Advisory, Inc. formerDec 7, 2012 to Sep 23, 2018 · Nappanee, In
- Concourse Financial Group Advisors formerFeb 4, 2004 to Dec 21, 2012 · Nappanee, In
Moves
a registration end followed by a registration begin elsewhere
- Ssn Advisory, Inc. to Silver Oak Securities, Inc.left Sep 23, 2018, registered Sep 25, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Concourse Financial Group Advisors to Ssn Advisory, Inc.left Dec 21, 2012, registered Dec 7, 2012 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address