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Registered advisor
D•••• V•••••• L••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
8 y
since Apr 11, 2018
In the industry
26 y
since Oct 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••••• C•••••• M••••••••• L•• state registered currentsince Apr 11, 2018 · Austin, Tx
- F•• I••••••••• formerFeb 2, 2001 to Nov 14, 2017 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•• I••••••••• to M••••••• C•••••• M••••••••• L••left Nov 14, 2017, registered Apr 11, 2018 (148 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address