E••• J•••• D•••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 24, 2021 · Germantown, Wi
• B•• H••••• F•••••••• A•••••••• I•• former
  Aug 1, 2012 to Mar 24, 2021 · Jackson, Wi
• M•• I••••••••• M••••••••• C•••• former
  Apr 29, 2010 to Apr 18, 2012 · Milwaukee, Wi
• M•• F•••••••• A•••••••• I••• former
  Sep 15, 2005 to Aug 1, 2012 · Germantown, Wi

• B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••
  left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
• M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••
  left Aug 1, 2012, registered Apr 29, 2010 (-825 days) · corporate re-registration, not a move
• M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••
  left Apr 18, 2012, registered Aug 1, 2012 (105 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address