RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• M•••••• R•••••
- I••••• F•••••••• P•••••••• L•• state registered currentsince Jun 24, 2010 · Bethesda, Md
- Y•••• B••• I••• independent RIAOct 25, 2007 to Dec 18, 2009 · Vienna, Va
- F•••••••• P••••••• G••••• I••• unclassifiedJan 1, 2000 to Nov 21, 2008 · Falls Church, Va
- Y•••• B••• I••• to I••••• F•••••••• P•••••••• L••left Dec 18, 2009, registered Jun 24, 2010 (188 days) · Other
- F•••••••• P••••••• G••••• I••• to Y•••• B••• I•••left Nov 21, 2008, registered Oct 25, 2007 (-393 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address